Mutual Fund Distributors CPE

Registration for the CPE Program

• Candidate willing to attend a Mutual Fund Distributors CPE Program may approach an NISM Accredited CPE Provider with a duly filled CPE Registration Form.
• Please keep the following information handy while making calls to any of the CPE Providers for registration:

1. Name and Address
2. PAN Card Number
3. Current Certificate Name
4. Current Certificate Number and Expiry Date
5. ARN Number
6. Preferred CPE Location
7. Phone Number
8. Email id

More Details Visit http://www.nism.ac.in/index.php?option=com_content&view=article&id=258:registration-for-mutual-fund-distributors-cpe&catid=58:mutual-fund-distributors&Itemid=168

Eligibility Criteria and Requirements

(A) Eligibility Criteria for NISM Mutual Fund Distributors CPE Program

General category

Any person holding a certificate of AMFI Mutual Fund (Advisors) Module (till May 31, 2010) or the ‘NISM-Series-V-A: Mutual Fund Distributors Certification Examination’ (from June 1, 2010) and where the validity of such certificate has not expired may appear for NISM’s CPE Program for Mutual Funds Distributors, on submission of the required documents(as mentioned in (B)).

Note: Candidates with a valid certificate of the AMFI Mutual Fund (Advisors) Module or the ‘NISM-Series-V-A: Mutual Fund Distributors Certification Examination’ can appear for NISM’s CPE Program for Mutual Fund Distributors not before twelve months prior to expiry of the said certificate.

Grandfathered by age category

Any person who has completed the age of 50 years as on May 31, 2010, whether holding or not holding the certificate of AMFI Mutual Fund (Advisors) Module or ‘NISM-Series-V-A: Mutual Fund Distributors Certification Examination’ may appear for NISM’s CPE Program for Mutual Fund Distributors under the Grandfather Type I category, on submission of the required documents (as mentioned in (B)).

Grandfathered by experience category

Any person having experience of 10 years or more as a distributor, agent or employed or engaged in the sale and/or distribution of Mutual Fund products, as on May 31, 2010, whether holding or not holding a certificate of AMFI Mutual Fund (Advisors) Module or ‘NISM-Series-V-A: Mutual Fund Distributors Certification’, may appear for NISM’s CPE Program for Mutual Fund Distributors under the Grandfather Type II category, on submission of required documents (as mentioned in (B)). 

 More Details Visit http://www.nism.ac.in/index.php?option=com_content&view=article&id=170:eligibility-criteria-and-requirements&catid=58:mutual-fund-distributors&Itemid=167

Frequently Asked Questions  1. Am I eligible for NISM Mutual Fund Distributors CPE Program?

2. When should I register for a CPE Program? 3. How can I register for a CPE Program? 4. What is to be done after I register via email or call? 5. What if there are very few persons interested in NISM’s CPE Program for Mutual Fund Distributors from my preferred location? 6. What if the NISM’s CPE Program for Mutual Fund Distributors date and/or venue do/does not suit me? 7. I am a senior citizen. How can I obtain a NISM Mutual Fund Distributors Certificate for the first time? 8. I have been working in the industry for a long time. Can I attend the Mutual Fund Distributors CPE Program under Grandfathered by experience category? 9. What are the documents required at the Venue? 10. I have lost my certificate. How can I appear for NISM CPE Program? 11. When do I get my certificate? 12. How can I track the status of my certificate? 13. I have misplaced my CPE certificate. How do I apply for a duplicate certificate?  More Details Visithttp://www.nism.ac.in/index.php?option=com_content&view=article&id=127:frequently-asked-questions&catid=58:mutual-fund-distributors&Itemid=138